---
title: "LPL Financial Holdings: SEC Filings"
description: "LPL Financial Holdings (LPLA) is an SEC-registered company. Swoopr does not publish a dossier for it; its filings are listed on SEC EDGAR."
canonical: https://www.getswoopr.com/stocks/companies/lpl-financial-holdings-inc/
source: "Swoopr Investment: https://www.getswoopr.com"
---

# LPL Financial Holdings

## Company Snapshot

LPL Financial Holdings (LPLA) is a company that reports its business to the SEC under the industry code Security & Commodity Brokers, Dealers, Exchanges & Services. Swoopr does not publish a research dossier for it; its annual and quarterly reports are on [SEC EDGAR: LPL Financial Holdings filings](https://www.sec.gov/cgi-bin/browse-edgar?action=getcompany&CIK=0001397911&type=10-K&dateb=&owner=include&count=40).

| Field | Value |
| --- | --- |
| Company | LPL Financial Holdings |
| Primary ticker | LPLA |
| SEC industry (SIC) | Security & Commodity Brokers, Dealers, Exchanges & Services |
| SEC CIK | 0001397911 |